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| SEC Proposes Changes to Further Ease Pre-Offering Communication by WKSIs
January 4, 2010
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| The SEC proposes amending Rule 163(c) under the Securities Act of 1933 to allow a WKSI to authorize an underwriter or dealer to act as its agent or representative in communicating about offerings of the WKSI's securities prior to the filing of a registration statement in a registered public offering. The proposed amendment aims to further facilitate WKSI capital formation by removing certain impediments to pre-offering communications with broader groups of potential investors. | ||||
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Additional Information
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