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Events


Upcoming Events
Speaking Engagements
Securities Litigation & Enforcement Institute 2010 Sep 21, 2010
Past Events
Speaking Engagements
Civil/Criminal Enforcement and Internal Investigations Nov 6, 2009
Government Initiatives and Perspectives/How
to Deal Effectively with the Government
Sep 29, 2009
SEC Enforcement Trends and Priorities (Moderator) Nov 13, 2008
Coping with Broker/Dealer Regulation and Enforcement Oct 29, 2008
Rainmaking & Business Development for Women: Understanding and Managing the Impact of Gender on Your Career and Rainmaking Success Jun 25, 2008

Current Enforcement Issues

Nov 13, 2007

Internal Investigations - Practical Advice

Nov 10, 2007
Securities Auditor Liability Sep 17, 2007

Litigating with the SEC and SROS

Mar 25, 2007
"The SEC's Investigative Process," Securities Enforcement Today: Views From Inside and Out May 2, 2006
How to Deal with Internal Investigations - Practical Advice Nov 5, 2005
Securities Fraud Actions: Finding Your Way Through The Labyrinth of Parallel Proceedings Oct 27, 2005
Enforcement Priorities Oct 19, 2005
Coping with Broker/Dealer Regulation and Enforcement 2005 Sep 14, 2005
Coping with Broker/Dealer Regulation and Enforcement 2005 Jul 14, 2005
Securities Enforcement: Views from Inside and Out - The SEC's Investigative Process May 3, 2005
Examination Priorities and Developments in Supervisory Liability Oct 8, 2003
Equity Capital Market Reform: Public Offerings in the Wake of Recent Enforcement Initiatives Oct 9, 2002
Corporate Compliance Programs to Prevent Insider Trading, 23rd Annual Insitute on Proxy Statements Dec 14, 2001
The SEC's Enforcement Program, 23rd Annual Institute on Proxy Statements Dec 4, 2001
CONTACT INFORMATION  vcard
NEW YORK
Tel:  +1.212.859.8411
Fax:   +1.212.859.4000

PRACTICE AREAS

EDUCATION
University of Michigan Law School, JD – 1981
Cornell University, BA – 1978
 
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