Events 
|
Upcoming Events
|
 |
|
Speaking Engagements
|
 |
|
Securities Litigation & Enforcement Institute 2010
|
 |
Sep 21, 2010 |
 |
 |
 |
|
Past Events
|
 |
|
Speaking Engagements
|
 |
|
Civil/Criminal Enforcement and Internal Investigations
|
 |
Nov 6, 2009 |
 |
Government Initiatives and Perspectives/How to Deal Effectively with the Government
|
 |
Sep 29, 2009 |
 |
|
SEC Enforcement Trends and Priorities (Moderator)
|
 |
Nov 13, 2008 |
 |
|
Coping with Broker/Dealer Regulation and Enforcement
|
 |
Oct 29, 2008 |
 |
|
Rainmaking & Business Development for Women: Understanding and Managing the Impact of Gender on Your Career and Rainmaking Success
|
 |
Jun 25, 2008 |
 |
|
Current Enforcement Issues
|
 |
Nov 13, 2007 |
 |
|
Internal Investigations - Practical Advice
|
 |
Nov 10, 2007 |
 |
|
Securities Auditor Liability
|
 |
Sep 17, 2007 |
 |
|
Litigating with the SEC and SROS
|
 |
Mar 25, 2007 |
 |
|
"The SEC's Investigative Process," Securities Enforcement Today: Views From Inside and Out
|
 |
May 2, 2006 |
 |
|
How to Deal with Internal Investigations - Practical Advice
|
 |
Nov 5, 2005 |
 |
|
Securities Fraud Actions: Finding Your Way Through The Labyrinth of Parallel Proceedings
|
 |
Oct 27, 2005 |
 |
|
Enforcement Priorities
|
 |
Oct 19, 2005 |
 |
|
Coping with Broker/Dealer Regulation and Enforcement 2005
|
 |
Sep 14, 2005 |
 |
|
Coping with Broker/Dealer Regulation and Enforcement 2005
|
 |
Jul 14, 2005 |
 |
|
Securities Enforcement: Views from Inside and Out - The SEC's Investigative Process
|
 |
May 3, 2005 |
 |
|
Examination Priorities and Developments in Supervisory Liability
|
 |
Oct 8, 2003 |
 |
|
Equity Capital Market Reform: Public Offerings in the Wake of Recent Enforcement Initiatives
|
 |
Oct 9, 2002 |
 |
|
Corporate Compliance Programs to Prevent Insider Trading, 23rd Annual Insitute on Proxy Statements
|
 |
Dec 14, 2001 |
 |
|
The SEC's Enforcement Program, 23rd Annual Institute on Proxy Statements
|
 |
Dec 4, 2001 |
 |
 |
 |
|
|
| CONTACT INFORMATION |
 |
vcard |
NEW YORK
| Tel:
|
+1.212.859.8411
|
| Fax:
|
+1.212.859.4000
|
PRACTICE AREAS
EDUCATION
University of Michigan Law School, JD – 1981
Cornell University, BA – 1978
|